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PART III
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TITLE III - INTERNAL POLICIES AND ACTION
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CHAPTER IV - AREA OF FREEDOM, SECURITY AND JUSTICE
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SECTION 2 - POLICIES
ON BORDER CHECKS, ASYLUM AND IMMIGRATION
SECTION 3 - JUDICIAL
COOPERATION IN CIVIL MATTERS
SECTION 4 - JUDICIAL
COOPERATION IN CRIMINAL MATTERS
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1. The Union shall constitute an area of freedom, security and justice with respect
for
fundamental rights and the different legal systems and traditions of the Member States.
2. It shall ensure the absence of internal border controls for persons and shall frame
a
common policy on asylum, immigration and external border control, based on solidarity
between Member States, which is fair towards third-country nationals. For the purpose
of this Chapter, stateless persons shall be treated as third- country nationals.
3. The Union shall endeavour to ensure a high level of security through measures to
prevent and combat crime, racism and xenophobia, and through measures for
coordination and cooperation between police and judicial authorities and other
competent authorities, as well as through the mutual recognition of judgments in criminal
matters and, if necessary, through the approximation of criminal laws.
4. The Union shall facilitate access to justice, in particular through the principle
of mutual
recognition of judicial and extrajudicial decisions in civil matters.
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The European Council shall define the strategic guidelines for legislative and operational
planning within the area of freedom, security and justice.
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National Parliaments shall ensure that the proposals and legislative initiatives submitted
under Sections 4 and 5 of this Chapter
comply with the principle of subsidiarity, in
accordance with the arrangements laid down by the Protocol
on the application of the
principles of subsidiarity and proportionality.
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Without prejudice to Articles III-360
to III-362,
the Council may, on a proposal from the
Commission, adopt European regulations or decisions laying down the arrangements
whereby Member States, in collaboration with the Commission, conduct objective and
impartial evaluation of the implementation of the Union policies referred to in this Chapter
by Member States' authorities, in particular in order to facilitate full application of the
principle of mutual recognition. The European Parliament and national Parliaments shall
be informed of the content and results of the evaluation.
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A standing committee shall be set up within the Council in order to ensure that
operational cooperation on internal security is promoted and strengthened within the
Union. Without prejudice to Article III-344,
it shall facilitate coordination of the action of
Member States' competent authorities. Representatives of the Union bodies, offices and
agencies concerned may be involved in the proceedings of this committee. The
European Parliament and national Parliaments shall be kept informed of the
proceedings.
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This Chapter shall not affect the exercise of the responsibilities incumbent upon
Member
States with regard to the maintenance of law and order and the safeguarding of internal
security.
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The Council shall adopt European regulations to ensure administrative cooperation
between the relevant departments of the Member States in the areas covered by this
Chapter, as well as between those departments and the Commission. It shall act on a
Commission proposal, subject to Article III-264,
and after consulting the European
Parliament.
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The acts referred to in Sections 4
and 5,
together with the European regulations referred
to in Article III-263
which ensure administrative cooperation in the areas covered by
these Sections, shall be adopted:
(a) on a proposal from the Commission, or
(b) on the initiative of a quarter of the Member States.
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1. The Union shall develop a policy with a view to:
(a) ensuring the absence of any controls on persons, whatever their nationality, when
crossing internal borders;
(b) carrying out checks on persons and efficient monitoring of the crossing of external
borders;
(c) the gradual introduction of an integrated management system for external borders.
2. For the purposes of paragraph 1, European laws or framework laws shall establish
measures concerning:
(a) the common policy on visas and other short-stay residence permits;
(b) the checks to which persons crossing external borders are subject;
(c) the conditions under which nationals of third countries shall have the freedom
to
travel within the Union for a short period;
(d) any measure necessary for the gradual establishment of an integrated management
system for external borders;
(e) the absence of any controls on persons, whatever their nationality, when crossing
internal borders.
3. This Article shall not affect the competence of the Member States concerning the
geographical demarcation of their borders, in accordance with international law.
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1. The Union shall develop a common policy on asylum, subsidiary protection and
temporary protection with a view to offering appropriate status to any third-country
national requiring international protection and ensuring compliance with the principle of
non-refoulement. This policy must be in accordance with the Geneva Convention of 28
July 1951 and the Protocol of 31 January 1967 relating to the status of refugees, and
other relevant treaties.
2. For the purposes of paragraph 1, European laws or framework laws shall lay down
measures for a common European asylum system comprising:
(a) a uniform status of asylum for nationals of third countries, valid throughout
the Union;
(b) a uniform status of subsidiary protection for nationals of third countries who,
without
obtaining European asylum, are in need of international protection;
(c) a common system of temporary protection for displaced persons in the event of
a
massive inflow;
(d) common procedures for the granting and withdrawing of uniform asylum or
subsidiary protection status;
(e) criteria and mechanisms for determining which Member State is responsible for
considering an application for asylum or subsidiary protection;
(f) standards concerning the conditions for the reception of applicants for asylum
or
subsidiary protection;
(g) partnership and cooperation with third countries for the purpose of managing inflows
of people applying for asylum or subsidiary or temporary protection.
3. In the event of one or more Member States being confronted by an emergency
situation characterised by a sudden inflow of nationals of third countries, the Council, on
a proposal from the Commission, may adopt European regulations or decisions
comprising provisional measures for the benefit of the Member State(s) concerned. It
shall act after consulting the European Parliament.
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1. The Union shall develop a common immigration policy aimed at ensuring, at all
stages, the efficient management of migration flows, fair treatment of third- country
nationals residing legally in Member States, and the prevention of, and enhanced
measures to combat, illegal immigration and trafficking in human beings.
2. For the purposes of paragraph 1, European laws or framework laws shall establish
measures in the following areas:
(a) the conditions of entry and residence, and standards on the issue by Member States
of long- term visas and residence permits, including those for the purpose of family
reunion;
(b) the definition of the rights of third-country nationals residing legally in a
Member State,
including the conditions governing freedom of movement and of residence in other
Member States;
(c) illegal immigration and unauthorised residence, including removal and repatriation
of
persons residing without authorisation;
(d) combating trafficking in persons, in particular women and children.
3. The Union may conclude agreements with third countries for the readmission to their
countries of origin or provenance of third-country nationals who do not or who no longer
fulfil the conditions for entry, presence or residence in the territory of one of the Member
States.
4. European laws or framework laws may establish measures to provide incentives and
support for the action of Member States with a view to promoting the integration of third-
country nationals residing legally in their territories, excluding any harmonisation of the
laws and regulations of the Member States.
5. This Article shall not affect the right of Member States to determine volumes of
admission of third- country nationals coming from third countries to their territory in order
to seek work, whether employed or self-employed.
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The policies of the Union set out in this Section and their implementation shall be
governed by the principle of solidarity and fair sharing of responsibility, including its
financial implications, between the Member States. Whenever necessary, the Union acts
adopted pursuant to this Section shall contain appropriate measures to give effect to this
principle.
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1. The Union shall develop judicial cooperation in civil matters having cross-border
implications, based on the principle of mutual recognition of judgments and decisions in
extrajudicial cases. Such cooperation may include the adoption of measures for the
approximation of the laws and regulations of the Member States.
2. For the purposes of paragraph 1, European laws or framework laws shall establish
measures, particularly when necessary for the proper functioning of the internal market,
aimed at ensuring:
(a) the mutual recognition and enforcement between Member States of judgments and
decisions in extrajudicial cases;
(b) the cross-border service of judicial and extrajudicial documents;
(c) the compatibility of the rules applicable in the Member States concerning conflict
of
laws and of jurisdiction;
(d) cooperation in the taking of evidence;
(e) effective access to justice;
(f) the elimination of obstacles to the proper functioning of civil proceedings, if
necessary
by promoting the compatibility of the rules on civil procedure applicable in the Member
States;
(g) the development of alternative methods of dispute settlement;
(h) support for the training of the judiciary and judicial staff.
Notwithstanding paragraph 2, a European law or framework law of the Council shall
establish measures concerning family law with cross-border implications. The Council
shall act unanimously after consulting the European Parliament.
The Council, on a proposal from the Commission, may adopt a European decision
determining those aspects of family law with cross-border implications which may be
the subject of acts adopted by the ordinary legislative procedure. The Council shall act
unanimously after consulting the European Parliament.
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1. Judicial cooperation in criminal matters in the Union shall be based on the principle
of
mutual recognition of judgments and judicial decisions and shall include the
approximation of the laws and regulations of the Member States in the areas referred to
in paragraph 2 and in Article III-271.
European laws or framework laws shall establish measures to:
(a) lay down rules and procedures for ensuring recognition throughout the Union of
all
forms of judgments and judicial decisions;
(b) prevent and settle conflicts of jurisdiction between Member States;
(c) support the training of the judiciary and judicial staff;
(d) facilitate cooperation between judicial or equivalent authorities of the Member
States
in relation to proceedings in criminal matters and the enforcement of decisions.
2. To the extent necessary to facilitate mutual recognition of judgments and judicial
decisions and police and judicial cooperation in criminal matters having a cross-border
dimension, European framework laws may establish minimum rules. Such rules shall
take into account the differences between the legal traditions and systems of the
Member States.
They shall concern:
(a) mutual admissibility of evidence between Member States;
(b) the rights of individuals in criminal procedure;
(c) the rights of victims of crime;
(d) any other specific aspects of criminal procedure which the Council has identified
in
advance by a European decision; for the adoption of such a decision, the Council shall
act unanimously after obtaining the consent of the European Parliament.
Adoption of the minimum rules referred to in this paragraph shall not prevent Member
States from maintaining or introducing a higher level of protection for individuals.
3. Where a member of the Council considers that a draft European framework law as
referred to in paragraph 2 would affect fundamental aspects of its criminal justice
system, it may request that the draft framework law be referred to the European Council.
In that case, the procedure referred to in Article III-396 shall be suspended. After
discussion, the European Council shall, within four months of this suspension, either:
(a) refer the draft back to the Council, which shall terminate the suspension of the
procedure referred to in Article III-396,
or
(b) request the Commission or the group of Member States from which the draft
originates to submit a new draft; in that case, the act originally proposed shall be
deemed not to have been adopted.
4. If, by the end of the period referred to in paragraph 3, either no action has been
taken
by the European Council or if, within 12 months from the submission of a new draft
under paragraph 3(b), the European framework law has not been adopted, and at least
one third of the Member States wish to establish enhanced cooperation on the basis of
the draft framework law concerned, they shall notify the European Parliament, the
Council and the Commission accordingly.
In such a case, the authorisation to proceed with enhanced cooperation referred to
in
Articles I-44(2)
and III-419(1)
shall be deemed to be granted and the provisions on
enhanced cooperation shall apply.
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1. European framework laws may establish minimum rules concerning the definition of
criminal offences and sanctions in the areas of particularly serious crime with a cross-
border dimension resulting from the nature or impact of such offences or from a special
need to combat them on a common basis.
These areas of crime are the following: terrorism, trafficking in human beings and
sexual
exploitation of women and children, illicit drug trafficking, illicit arms trafficking, money
laundering, corruption, counterfeiting of means of payment, computer crime and
organised crime.
On the basis of developments in crime, the Council may adopt a European decision
identifying other areas of crime that meet the criteria specified in this paragraph. It shall
act unanimously after obtaining the consent of the European Parliament.
2. If the approximation of criminal laws and regulations of the Member States proves
essential to ensure the effective implementation of a Union policy in an area which has
been subject to harmonisation measures, European framework laws may establish
minimum rules with regard to the definition of criminal offences and sanctions in the area
concerned. Such framework laws shall be adopted by the same procedure as was
followed for the adoption of the harmonisation measures in question, without prejudice to
Article III-264.
3. Where a member of the Council considers that a draft European framework law as
referred to in paragraph 1 or 2 would affect fundamental aspects of its criminal justice
system, it may request that the draft framework law be referred to the European Council.
In that case, where the procedure referred to in Article III-396
is applicable, it shall be
suspended. After discussion, the European Council shall, within four months of this
suspension, either:
(a) refer the draft back to the Council, which shall terminate the suspension of the
procedure referred to in Article III-396 where it is applicable, or
(b) request the Commission or the group of Member States from which the draft
originates to submit a new draft; in that case, the act originally proposed shall be
deemed not to have been adopted.
4. If, by the end of the period referred to in paragraph 3, either no action has been
taken
by the European Council or if, within 12 months from the submission of a new draft
under paragraph 3(b), the European framework law has not been adopted, and at least
one third of the Member States wish to establish enhanced cooperation on the basis of
the draft framework law concerned, they shall notify the European Parliament, the
Council and the Commission accordingly.
In such a case, the authorisation to proceed with enhanced cooperation referred to
in
Articles I-44(2)
and III-419(1)
shall be deemed to be granted and the provisions on
enhanced cooperation shall apply.
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European laws or framework laws may establish measures to promote and support the
action of Member States in the field of crime prevention, excluding any harmonisation of
the laws and regulations of the Member States.
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1. Eurojust's mission shall be to support and strengthen coordination and cooperation
between national investigating and prosecuting authorities in relation to serious crime
affecting two or more Member States or requiring a prosecution on common bases, on
the basis of operations conducted and information supplied by the Member States'
authorities and by Europol.
In this context, European laws shall determine Eurojust's structure, operation, field
of
action and tasks. Those tasks may include:
(a) the initiation of criminal investigations, as well as proposing the initiation
of
prosecutions, conducted by competent national authorities, particularly those relating to
offences against the financial interests of the Union;
(b) the coordination of investigations and prosecutions referred to in point (a);
(c) the strengthening of judicial cooperation, including by resolution of conflicts
of
jurisdiction and by close cooperation with the European Judicial Network.
European laws shall also determine arrangements for involving the European Parliament
and national Parliaments in the evaluation of Eurojust's activities.
2. In the prosecutions referred to in paragraph 1, and without prejudice to Article III-274,
formal acts of judicial procedure shall be carried out by the competent national officials.
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1. In order to combat crimes affecting the financial interests of the Union, a European
law of the Council may establish a European Public Prosecutor's Office from Eurojust.
The Council shall act unanimously after obtaining the consent of the European
Parliament.
2. The European Public Prosecutor's Office shall be responsible for investigating,
prosecuting and bringing to judgment, where appropriate in liaison with Europol, the
perpetrators of, and accomplices in, offences against the Union's financial interests, as
determined by the European law provided for in paragraph 1. It shall exercise the
functions of prosecutor in the competent courts of the Member States in relation to such
offences.
3. The European law referred to in paragraph 1 shall determine the general rules
applicable to the European Public Prosecutor's Office, the conditions governing the
performance of its functions, the rules of procedure applicable to its activities, as well as
those governing the admissibility of evidence, and the rules applicable to the judicial
review of procedural measures taken by it in the performance of its functions.
4. The European Council may, at the same time or subsequently, adopt a European
decision amending paragraph 1 in order to extend the powers of the European Public
Prosecutor's Office to include serious crime having a cross-border dimension and
amending accordingly paragraph 2 as regards the perpetrators of, and accomplices in,
serious crimes affecting more than one Member State. The European Council shall act
unanimously after obtaining the consent of the European Parliament and after consulting
the Commission.
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1. The Union shall establish police cooperation involving all the Member States'
competent authorities, including police, customs and other specialised law enforcement
services in relation to the prevention, detection and investigation of criminal offences.
2. For the purposes of paragraph 1, European laws or framework laws may establish
measures concerning:
(a) the collection, storage, processing, analysis and exchange of relevant information;
(b) support for the training of staff, and cooperation on the exchange of staff, on
equipment and on research into crime- detection;
(c) common investigative techniques in relation to the detection of serious forms
of
organised crime.
3. A European law or framework law of the Council may establish measures concerning
operational cooperation between the authorities referred to in this Article. The Council
shall act unanimously after consulting the European Parliament.
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1. Europol's mission shall be to support and strengthen action by the Member States'
police authorities and other law enforcement services and their mutual cooperation in
preventing and combating serious crime affecting two or more Member States, terrorism
and forms of crime which affect a common interest covered by a Union policy.
2. European laws shall determine Europol's structure, operation, field of action and
tasks. These tasks may include:
(a) the collection, storage, processing, analysis and exchange of information forwarded
particularly by the authorities of the Member States or third countries or bodies;
(b) the coordination, organisation and implementation of investigative and operational
action carried out jointly with the Member States' competent authorities or in the context
of joint investigative teams, where appropriate in liaison with Eurojust.
European laws shall also lay down the procedures for scrutiny of Europol's activities
by
the European Parliament, together with national Parliaments.
3. Any operational action by Europol must be carried out in liaison and in agreement
with
the authorities of the Member State or States whose territory is concerned. The
application of coercive measures shall be the exclusive responsibility of the competent
national authorities.
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A European law or framework law of the Council shall lay down the conditions and
limitations under which the competent authorities of the Member States referred to in
Articles III-270
and III-275
may operate in the territory of another Member State in liaison
and in agreement with the authorities of that State. The Council shall act unanimously
after consulting the European Parliament.
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